40 RECOMMANDATIONS DU GAFI PDF

Le rapport décrit et analyse ces mesures, indique le niveau de conformité du Brésil avec les Recommandations (40+9) du GAFI et fait des recommandations sur. Le rapport décrit et analyse ces mesures, indique le niveau de conformité de l’ Inde avec les Recommandations (40+9) du GAFI et fait des recommandations sur . indique le niveau de conformité de l’Arabie saoudite avec les Recommandations (40+9) du GAFI et fait des recommandations sur les mesures à prendre pour.

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Recommandations GAFI – Groupe d’Action Financière (GAFI)

This framework effectively criminalizes money laundering as required by the FATF Recommendations and international conventions, although criminal liability of legal persons is missing. A confiscation and freezing framework was set up, but its effectiveness needs to be much improved.

KSA should also protect the rights of bona fide third parties.

Regarding terrorist financing TFit is clear that KSA is committed to prosecute terrorist financiers as terrorists. This has still not been done. The general framework for mutual legal reckmmandations is sound on paper, but is relatively untested and, therefore, recommandations experience, which does not enhance effectiveness. This backlog accumulation requires constant management attention and monitoring so that STRs are processed in a recommandationns manner.

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The non-profit sector is a well organised sector. Non-profit organisations NPOs are licensed, registered, supervised and sanctioned, and can only have one supervised bank account.

By law, NPOs are not allowed to donate or collect funds for distribution outside the Kingdom, nor are they allowed to operate abroad or accept funds from abroad these are Royal privileges. The assessment team noted the existence of a comprehensive framework for preventive measures for Financial Institutions, even though the rules for the insurance and securities sectors were only issued shortly before the onsite visit.

Some of the preventive obligations for Financial Institutions are based on enforceable means rather than primary or secondary legislation. Some other obligations are not clear or consistent.

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For all sectors and for all measures, there is a problem with the lack of effective implementation. Promising features are the availability of sufficient resources and advanced software solutions to process and monitor banking and other financial transactions.

This could be an effective foundation for improved and effective implementation, provided that these solutions are properly customized to gqfi needs, and that better training is offered.

While the upward trend in STR filings over recent years is a positive sign, reporting levels are generally low. Furthermore, the lack of clear understanding among financial institutions regarding the distinction between requirements to monitor transactions and to report transactions that are identified as suspicious; raises concerns about the effectiveness of the monitoring and reporting system. For Designated Non-Financial Businesses and Professions, reporting levels are not as dy be expected for these sectors.

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There are two supervisory agencies that supervise and regulate financial gsfi in KSA. Both agencies have adequate powers and financial resources to conduct their activities.

The assessment team also noted the need for supervisors to effectively cover all types of Financial Institutions that are subject to their supervision, and the need to enhance the number of human resources available to supervise the insurance and securities sectors. Also, authorities should work closely and collectively to enhance the guidance issued by supervisory authorities to be comprehensive and industry specific. Financial Institutions and Designated Non-Financial Businesses and Professions The assessment team noted the existence of a comprehensive framework for preventive measures for Financial Institutions, even though the rules for the insurance and securities sectors were only issued shortly before the onsite visit.

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